Underwriting simply means that the investment banker promises to buy the (56) . The investment banks help design the securities and buy it from the (57) with the intent of selling it to (58) as quickly as possible. Usually, the issue is not subscribed to in its entirety by the (59) investment banker but is (60) among other institutions as well.(41)A.securitiesB.stockC.bondD.funds

Underwriting simply means that the investment banker promises to buy the (56) . The investment banks help design the securities and buy it from the (57) with the intent of selling it to (58) as quickly as possible. Usually, the issue is not subscribed to in its entirety by the (59) investment banker but is (60) among other institutions as well.

(41)

A.securities

B.stock

C.bond

D.funds


相关考题:

我们从特供商场购买食品,并加强对所购食品的检查A.We’ll buy all the food from supermarket and check all the food we buy carefullyB.We’ll buy all the food from foreign countries and check all the food we buy carefullyC.We’ll import all the food and check all the food we buy carefullyD.We’ll buy all the food from exclusive shops and check all the food we buy carefully

我们定点从绿色食品基地进货并进行特别检查A.We’ll buy commodity from designated places and conduct a special test of the purchaseB.Even though we buy food from designated green food bases, still we take a test of the purchaseC.We’ll buy goods from designated green food bases and conduct a special test of the purchaseD.The food we buy are from designated green bases and we still conduct a test of the purchase

(b) (i) Advise Alasdair of the tax implications and relative financial risks attached to the following propertyinvestments:(1) buy to let residential property;(2) commercial property; and(3) shares in a property investment company/unit trust. (9 marks)

A derivative is a security which "derives" its value from another underlying (61) instrument, index, or other investment. Derivatives are available based on the performance of stocks, interest rates, currency exchange rates, as well as (62) contracts and various indexes. Derivatives give the buyer greater leverage for a (63) cost than purchasing the actual underlying instrument to achieve the same position. For this reason, when used properly, they can serve to "hedge" a (64) of securities against losses. However, because derivatives have a date of (65) , the level of risk is greatly increased in relation to their term. One of the simplest forms of a derivative is a stock option. A stock option gives the holder the right to buy or sell the underlying stock at a fixed price for a specified period of time.(46)A.bankB.financialC.mathematicD.securities

What is the principal function of a financial system? ______.A.Production and distribution of goods and servicesB.Providing a means of payment and facilitating the saving and investment processC.Directing the flow of goods and services from producer to consumerD.None of the above

The economy in this city was ()by the new investment from abroadA、cancelledB、boomedC、buriedD、crowded

听力原文:The primary objective of financial reporting is to provide information useful for making investment and lending decisions.(6)A.The financial reporting is to provide information for the investors and lenders only.B.The main aim of financial reporting is to offer information useful for decision-making.C.Investment and lending decisions can be made from the financial reporting.D.Investment and lending decisions can not be made from the financial reporting.

Why should banks need to establish formal operating procedures?A.The supervisory authorities require them to do so.B.The shareholders expect a reasonable return on their investment.C.The banks have to keep safe large volume of monetary items raised from all sources.D.The banks engage in a large volume and variety of transactions.

听力原文:M: It is reported that in some countries banks are not allowed to make investments in equity securities.W: Generally commercial banks may invest only in those securities that are rated as "investment grade", or have bond ratings in the top four categories.Q: Where are banks only allowed to make investments?(15)A.In equity securities.B.In personal funds.C.In securities rated as investment grade.D.In property markets.

听力原文:M: Do you provide investment service?W: Yes. We are a commercial bank. We help customers with the purchase and sales of securities.Q: What does the man want to do?(13)A.He will provide investment service.B.He will help the customers.C.He will join the commercial bank.D.He will purchase or sell securities.

______ has/have no regular redemption date and can only be redeemed in limited circumstances.A.ETFB.LOFC.Securities investment fundsD.Colsed-end funds

听力原文:Credit card customers are given a credit limit on the credit card account.(8)A.Credit card customers are given a right to buy goods and services.B.The cardholder can buy goods and services within the credit limit.C.Normally, banks will set different credit lines to different groups of cardholders.D.Each month the cardholder receives a statement from the bank.

According to the passage, underwriting simply means ______.A.that the investor promises to buy the securitiesB.that the investment banker promises to sell the securitiesC.that the investment banker promises to buy the securitiesD.that the investor promises to sell the securities

Usually, the original investment banker ______.A.subscribes to the issue in its entiretyB.is prohibited from subscribing to the issueC.subscribes to a part of the issueD.is prohibited from subscribing to only part of the issue

When the issue is syndicated among the original investment banker and other institutions, ______.A.there is only one lead managerB.there must be more than one lead managerC.all the parties concerned are lead managersD.there is one lead manager or more than one lead manager

The actual marketing for new issues ______.A.is usually done by investment bankers indirectly to the publicB.is, most of the time, done by the companies directly to the publicC.is never done by the companies directly to the publicD.is usually done by the investment banker directly to the public

According to the passage, preferred stockholders are guaranteed ______.A.a voting rate per shareB.a promise to buy back the stocks made by the companyC.a withdrawal of investment principal in time of liquidationD.a fixed dividend receipt

The_______ will be used to help young writers to publish their works.A、feeB、capitalC、fundD、investment

Please help me buy some______(梨),Lily.

Lower taxes would spur investment and help economic growth.A:attractB:encourage C:spendD:require

Lower taxes would spur investment and help economic growth.A:spend B:appealC:require D:encourage

单选题Financial intermediaries are different from dealers becauseAthe former buy and sell securities.Bthe latter create securities.Cthe former create securities.

单选题Which of the following best captures the meaning of the simile attributed to Mickelson that Verhofen “was like a fox in a henhouse blaming the rooster for all the dead chickens”?AAs an entrepreneur, Mickelson understands that similes and other figures of speech can help convey complex ideas to audiences.BVerhofen, as an investment banker, was personally responsible for promoting businesses that he knew were not viable from a long-term perspective.CFoxes, unlike roosters, have no legitimate business in henhouses, and are far more likely than roosters to kill chickens.DAs an investment banker, Verhofen was more likely to be the culprit of the crime than those he identified as responsible.EEntrepreneurs cannot be blamed for trying to make money for themselves and other people because that is what they do.

单选题What is the most useful advice for new investors?AThe best time to invest in shares.BThe most suitable type of investment.CThe cheapest way to buy shares.DThe safest companies to invest in.

单选题According to the passage, dealers are different from brokers in thatAdealers neither buy nor sell securities themselves.Bbrokers neither buy nor sell securities themselves.Call of the above.

填空题Who can help you buy the right type of policy from an insurance company?____

单选题The nation’s fledgling economy struggled because the investment from other countries into its major industries was lacking from most of them.Abecause the investment from other countries into its major industries was lacking from most of themBbecause few other countries were willing to invest in its major industriesCdue to the fact that few other countries would have invested in its major industriesDbecause of the lack of investment from few other countries in its major industriesEfor the lack of investment in its major industries from other countries